Wtd Global rules and regulations
Here is the translation of all the responses into English:
Response 1:
Many companies and institutions hold financial assets in the form of investment portfolios, which consist of packages of securities such as stocks, bonds, and sukuk. These companies are required to comply with the laws and regulations related to securities trading and investment portfolios, which are subject to supervision and oversight by the relevant government agencies.
In most countries, companies and institutions need to obtain licenses and notifications from the relevant government agencies before starting to trade securities and invest in investment portfolios. They must also comply with the rules and
systems applicable to securities trading and investment portfolio management.
Among the main systems related to investment portfolios, the following can be mentioned:
1. Diversification rules: The relevant government agencies encourage companies and institutions to diversify their investments in investment portfolios and set limits on the percentage allowed to invest in each type of securities.
2. Disclosure of information: The relevant government agencies require companies and institutions to disclose specific information related to the securities they own and the potential risks associated with those securities.
3. Risk reduction: The relevant government agencies encourage companies and institutions to reduce the potential risks associated with investing in investment portfolios. This is usually done by setting the maximum investment percentage in each type of securities and defining credit and credit rating criteria for securities.
4. Supervision and oversight: The relevant government agencies conduct supervision and oversight of investment operations in investment portfolios and monitor companies and institutions to ensure compliance with applicable laws and systems.
5. Notifications and reports: The relevant government agencies require companies and institutions to prepare monthly and annual reports detailing the performance
of investment portfolios and identifying the rates of returns and potential risks. They must also notify the relevant government agencies of any significant changes in the composition of investment portfolios.
Laws and regulations related to investment portfolios may vary from country to country, but they all aim to improve the transparency of financial markets and reduce the potential risks associated with investment. Companies and institutions that own investment portfolios must comply with applicable laws and systems and work to manage those portfolios to achieve the specified financial and investment objectives.
At the individual level, investors who own investment portfolios must understand the
applicable laws and systems, work to diversify their investments, and determine the level of risk they can tolerate. They must also ensure that they regularly monitor the performance of investment portfolios.
In conclusion, laws and regulations related to investment portfolios aim to protect investors and financial markets in general and encourage compliance with transparency and responsibility standards in managing investment portfolios. It is important for everyone to comply with these laws and systems to achieve the best financial and investment results.
The relevant government agencies encourage companies and institutions to diversify their investments in investment portfolios to reduce potential risks. This is
usually done by setting the maximum investment percentage in each type of securities and defining credit and credit rating criteria for securities.
Investors who own investment portfolios must understand the applicable laws and systems, work to diversify their investments, and determine the level of risk they can tolerate. They must also ensure that they regularly monitor the performance of investment portfolios.
Laws and regulations related to investment portfolios may vary from country to country, but they all aim to improve the transparency of financial markets and reduce the potential risks associated with investment. Companies and institutions that own investment portfolios must comply with applicable
laws and systems and work to manage those portfolios to achieve the specified financial and investment objectives.
The relevant government agencies require companies and institutions to disclose specific information related to the securities they own and the potential